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| Australia |
23 October 2014 |
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Agenda |
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Updated: 06 October 2014 |
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| Time |
Description |
| 8:15 |
Registration |
| 9:00 |
Welcome Remarks
Co-Chairs of the Australia Working Group, FIX Trading Community
- James Hardcastle, Head of Sales - Australia, Fidessa
- Yemi Oluwi, Consultant, ASX Limited
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| 9:05 |
Regulatory Keynote
- Recent Evolution of Financial Market Structure in Australia
- Innovations and Competition in - Capital Raising, Securities and Futures Trading, OTC Markets, Clearing and Settlement
- The Pace of Change, Challenges and Opportunities for Market Participants and Regulators
Oliver Harvey, Senior Executive Leader, Financial Markets Infrastructure, ASIC |
| 9:40 |
A Recent Comparison of Global Equity Market Transaction Costs and the Impact of Market Microstructure and Competition
Niki Beattie, Founder, Market Structure Partners |
| 10:10 |
Exclusive Video Interview: FCA - Use of Dealing Commission
David Lawton, Director of Markets, Financial Conduct Authority |
| 10:25 |
Coffee Break |
| 10:55 |
The Trading Ecosystem: Regulation, Market Structure and Competition. Identifying Best Practice and Resolving Conflicts of Interest
- What should be Regulated and isn’t, and what is Regulated and Adds Little or No Value
- A Review of the Region's Regulatory Landscape
- FCA Rule on the Use of Commission
- Michael J Aitken, CEO, Capital Markets Cooperative Research Centre
- Richard Atkins, Senior Manager, Trade Execution & Sales, Australian Securities Exchange
- Eugene Budovsky, Autobahn Equities, Deutsche Bank
- John Fildes, Chief Executive Officer, Chi-X Australia
- Jason Lapping, Head of Asia Pacific Trading, Dimensional (Australia) |
| 11:35 |
Technology Trends and Electronic Trading Tools
- The Changing Direction of Technology Innovation
- Risk Management and Monitoring
- Commoditization of Algos
- Race to Zero is Over - What's Next?
Panelists:
- John Greenan, Managing Consultant, Alignment Systems
- Chris Jenkins, Managing Director, Asia Pacific, Tora
- Matthew Lempriere, Head of Financial Services Market Segment, Telstra
- Paul Le Roy, Director, Execution Services, Pershing Securities Australia
Moderator: Ben Jefferys, Head of Trading Solutions, IRESS Market Technology |
| 12:15 |
How to Win: Trades, Games, and Regulation
Gamers play games to win them. In that context, every action a player takes is intended solely to serve this singular goal. Behavior that might seem self-destructive, dangerous, or even outright evil in the "real world" are not only accepted, but expected. Games have rules, strategies, risks, payoffs: this holds true for board games, video games, card games, even war games. Change the rules, and you change the players' behaviors. What if we treated global markets like a giant game?
Brandon DeCoster, Vice President of Product Management, FIX Flyer |
| 12:35 |
Networking Luncheon |
| 1:45 |
Afternoon Keynote: Superannuation in Australia
- The Value Chain
- Key Features and Asset Allocation
- Why Australia's Super Returns is Amongst the Highest
Andrew Bragg, Director of Policy & Global Markets, Financial Services Council |
| 2:15 |
Beyond Equities - The Emerging Trends
- Current Challenges in the Market for Different Asset Classes
- The Regulatory Changes and the Drivers for New Business
- The Role of FIX Connectivity and STP
- HFT Trading in Other Asset Classes
- The Upcoming Changes - Equification?
Panelists:
- John Kimpton, Director, Business Development, Yieldbroker
- Ian Nissen, Head of Prime Services, Australia & NZ, Citi
- Wong Joo Seng, Chairman, M-DAQ
Moderator: Braian Szwarcberg-Poch, Managing Director, Australia, GreySpark |
| 2:55 |
Understanding How Trading Analytics Can Help Australian Fund Managers and Traders Manage Complex Markets, Cut Costs and Improve Performance
- Trading in a Multi-Market Environment
- What Really Matters in Trading?
- Going Beyond the Post-Trade?
- The Hidden Hurdle
Panelists:
- Ian Jones, Executive Director, Electronic Trading, Goldman Sachs
- Joe Kassel, Global Head of Dealing & Exposure Management, AMP Capital
- Henry Yegerman, Director and Quantitative Specialist, Markit
Moderator: Erin Stanton, Head of Analytical Products and Research - Asia Pacific, ITG |
| 3:35 |
Coffee Break |
| 4:00 |
Surveillance and Regulatory Compliance - Roles and Trends
- Surveillance Trends
- Regulations Trends
- Unified Messaging Platforms within an institution
Panelists:
- William Chris Cotterell, Head of Surveillance, Global Markets Compliance, ANZ
- Amanda Mark, Director, MIntegrity
- Nitish Ranjan, Global Banking & Markets Compliance, Bank of America Merrill Lynch Australia
- Dave Tolladay, Co-owner & Director, Alerts4 Financial Markets
Moderator: Robert Lang, Vice President, Head of SMARTS, Market Technology, Nasdaq |
| 4:40 |
Embracing the Impacts
- Doing More With Less - Finding the Right Model
- Right Sizing- The Challenges
- Impacts of the FCA Rule on the Use of Commission
- The Liquidity Landscape
Panelists:
- Jeremy Balding, Head of Australia Electronic Trading, Morgan Stanley
- Richard Nelson, Dealer - Australia/New Zealand, T. Rowe Price
- Murrough O'Brien, Head of Australia & NZ Electronic Execution, Citi
- Ben Read, Global Execution Services, Bank of America Merrill Lynch Australia
- Andrew Taylor, Equities Dealer, AllianceBernstein Australia
Moderator: Phillip Weinberg, Director, BestEx |
| 5:20 |
Closing Remarks
Co-Chairs of the Australia Working Group, FIX Trading Community
- James Hardcastle, Head of Sales - Australia, Fidessa
- Yemi Oluwi, Consultant, ASX Limited
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| 5:30 - 7:30 |
Networking Cocktails |
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